Film and Variations: On Multiple Versions
For the last few weeks I have been reading through back issues of Mix to get a sense of how the magazine has reported on the development of digital sound technology in Hollywood. One article that stood out from the rest examined the theatrical re-release of the original Star Wars trilogy in 1997. Larry Blake, the author of the piece and a sound practitioner himself, confronted the whole question of whether or not George Lucas was committing heresy by tampering with the “original” films. Essentially, Blake found that even in 1977 there were multiple “originals” in theatrical circulation. This finding also supports my view that, in some sense, we can never really discuss any film as a text without variation. There are, of course, expanded releases, “director’s cuts,” “special editions,” “remastered editions,” and “restored editions” that alter the ways in which we can study a film. There are also more subtle variations that quietly subvert a totalizing view of film as text. We need to consider the aural and visual differences between a film’s theatrical presentation and its home video release. And as Blake’s Star Wars analysis suggests, we also need to consider how multiple versions of the same film can exist in its initial theatrical run.
To this end, I support what Rick Altman has already called for in his “heterogeneous” approach to film study, whereby film is understood as a experience or event that is mediated by various factors. Altman suggests that by “Ostensibly analyzing the film, cinema critics have been at pains both to homogenize the lived experience of film-viewing and to avoid undermining that homogeneity. Rather than recognize the legitimate existence of multiple versions of a film, based on diverse social and industrial needs (censorship, standardized length, colorization, foreign-language dubbing, etc.), critics have regularly made a fetish of locating the ‘original’ version.”
Calling attention to the heterogeneity of the film experience, Altman offers a film-historical approach that removes the need to refer to the film as a single phenomenon. Instead, we should embrace the multiplicity of spaces and versions of the cinema experience. To put this another way, Altman worries that by homogenizing film as a singular, unchanging text we miss an opportunity to explore the diversity of spaces in which films are presented and the various “social contexts in which the film is seen.” Specifically, he is pointing to silent film exhibition where feature films were shown with differing musical accompaniment or different ticketing and seating policies, thereby contributing to an altogether different experience of the same film.
The modern exhibition environment offers the same variation, even if it is less obvious than silent film practices. There are first-run theaters, second-run houses, drive-ins, and countless combinations of home cinema applications that skew any sense of a singular film experience. Can we honesty say that a state-of-the-art screening of, say, Wall-E at a digital cinema will be the same at a run-down mall multiplex? Or during a screening geared at mom’s and tots? David Bordwell has recently noted that at such parent-friendly screenings the “theatre is a little more illuminated than normal, the sound a little softer.” This ties back to Altman’s call for film studies to incorporate broader parameters in the analysis of films. Indeed, we might learn more about film viewership and audience trends if we consider the conditions under which films are exhibited.
One of the most understudied components is, of course, home viewing. When films were first shown on television, they were — arguably — poor imitations of what audiences experienced in the theater. In the post-widescreen era, films were truncated to fit on the relatively square-shaped TV screen, the audio mixed down to accommodate the puny mono TV speaker, and color films were often seen in black-and-white by home audiences who did not own a color set. By the time of VHS and Dolby Surround, home audiences were closer to experiencing the version of a film that filmmakers intended, but sound and picture were still augmented to accommodate the different platform. Even in the age of Blu Ray and High-Def TVs, mainstream films are translated to video in a complex process that often results in color and sound being slightly “off” from the theatrical (i.e., celluloid) standard.
In recent advertisements, Dolby Labs tells us that their latest home cinema technology, Dolby True HD, offers unprecedented audio clarity to home theater buffs by including uncompressed “lossless” audio that mirrors what filmmakers heard during the mix. It’s an outstanding format, but Dolby and other home audio manufacturers have been marveling at their ability to “bring the theater into your home” for decades now. The tools may be new, but the offer is the same. Which is why it is important to consider that there is no tangible way we can achieve equivalence between home and theater viewing.
This brings me back to Larry Blake’s Star Wars article. During the original release of Star Wars in May 1977 Twentieth Century-Fox released no fewer than four versions of the film to North American theaters. While audiences may have seen the same film, they heard three different ones. Star Wars was one of the first films to be mixed in Dolby Stereo and the very first film to employ a low frequency effects (subwoofer) channel, resulting in some very experimental mixing techniques. No one was quite sure how to best create a multichannel mix and the tools were not yet in place to ensure that the Dolby Stereo mixes were problem-free. By my count, there were four separate mixes readied for distribution: a 4-track master (LCRS, or Left, Center, Right, Surround), a 6-track version (LCRS+LFE), a 2-track Dolby mix (LR), and a mono track.
To be sure, the differences among the sound tracks were not merely cosmetic. Some sound effects, foley, and dialog were missing from some mixes. Ben Burtt recalls that as he and his sound crew scrambled to create the various mixes in the weeks leading up to the film’s premiere “there was a lot of stuff [in the 2-track version] that wasn’t in the stereo optical [4-track], including lines of dialog and sound effects, because opticals were being cut in after the mix.” Burtt notes that the simple-stereo 2-track mix “was the first mix finished and was also the least complete creatively, because at that time the stereo optical [format] was an unknown quantity and Dolby wanted to test it and find out how it was going to work. That mix was rushed out of the door, and we didn’t think it was that important because it was only going to be heard in a few theaters.”
The second mix the crew readied was the 6-track version with the added low frequencies for 70mm engagements; these were considered the roadshow engagements and numbered only 35 across North America.
Blake goes on to suggest in his article that “Even after the film was in theaters…the mix was continuing at Goldwyn, in order to creat what Burtt says was considered by Lucas to be the genuine article…in mono!” Since the majority of theaters were still wired for mono sound, George Lucas and his crew felt that most people would experience Star Wars that way. Unfortunately, this meant that Burtt needed to create an entirely new mix, one that was fundamentally different than the stereo versions. Recalls Burt, “By the time we go to the monaural there were even further developments: more changes in dialog, more changes in sound effects, different processing.” He goes on to joke that “There was an offscreen line of Threepio’s, where he says, ‘That’s the main power station tractor beam switch, and you’ve got to go there and turn it off.’ And that was not in the 6-track version of the movie; it was only in the stereo optical [4-track]. It wasn’t even in the mono print, and I don’t know how it happened, but we found that line and now it’s back in.”
Thus, even before the 1981 re-release — wherein the subtitle “Episode IV: A New Hope” was added to the title crawl — and long before the CGI upgrades and Han-Greedo dilemma, Star Wars was released with multiple sound mixes. So, will the real Star Wars please stand up?
Some might suggest — as Ben Burtt has — that the 1997 redux version represents the most complete sound mix to date with every line of dialog, foley hit, sound effect, and music cue created for the film. But what about the more nuanced differences between home and theater presentations? Can a music or sound effect sting pack the same wallop at home as it does in a THX certified auditorium? More importantly, how do these changes in exhibition affect the film experience?
To help facilitate a broader discussion of this phenomenon, I believe we need to consider Altman’s “cinema as event” thesis. Even if we do not engage with the social dimensions of his platform, it is important to ask if a film text is a singular entity. We are conditioned to speak about films as singular texts. We tell our friends that we went to see this film or that film, not a version of that film.
To some, these variations are very minor and do not intrinsically change the nature of a film as text. But, as Altman contends, if we claim to understand the technical and cultural implications of a film, then it is important to consider the ways in which multiple versions contribute to this discussion. The “cinema as event” thesis affords us a more general flexibility to tackle this issue. It also provides a means by which we can discuss more dramatic changes to films.
Here I am referring to the process of renewal that we know as “remastering.” When E.T.: The Extra-Terrestrial was being prepared for its DVD release in 2002 Steven Spielberg remastered the original print, added some material, and (infamously) removed other material, including the replacement of guns with walkie talkies in the hands of the government agents. Some have reported that the line about Mike not being allowed out on Halloween dressed as a “terrorist” was changed to “dressed like THAT” in the VHS release from 1988 and “dressed like a hippie” in the 2002 theater/DVD release. (Note the compositional changes in the two frames below: Elliot’s head and E.T.’s basket have also been repositioned).
As such, it becomes harder to differentiate among versions when filmmakers and studios prohibit earlier versions from being distributed. In an eleventh-hour decision by Spielberg, the 20th Anniversary E.T. DVD set also included the original 1982 theatrical version. Many applauded this decision because it provided audiences with the option of experiencing Spielberg’s first “draft” or his latest draft of the film. This is a trend that has continued with the releases of multiple versions of Blade Runner and Touch of Evil, but many fans of the Star Wars saga are still clamoring for a yet-to-be-released “original” version of the first trilogy. I’m sure there are countless other major and minor examples of films that have been irrevocably changed, where original versions remain unavailable on video or extremely rare.
Trey Parker and Matt Stone have made it clear that they believe these works of popular art belong as much to the fans as to the filmmakers who created them. In a South Park episode titled “Free Hat,” Cartman and the gang learn that George Lucas and Steven Spielberg are planning to release a remastered version of Raiders of the Lost Ark in order to “improve history.” Parker and Stone mock the “re-re-re-release” strategy of studios and filmmakers with send-ups of Saving Private Ryan (the word “Nazi” is replaced with “persons with political differences”) and The Empire Strikes Back (where all characters were replaced with Ewoks). Traveling to Skywalker Ranch to confront Lucas and Spielberg, the boys plead with them not to tamper with Raiders. Parker and Stone essentially argue that the film belongs to the world and to change it would mean changing history and memory: “movies are art and art shouldn’t be modified.” A very recent episode of the series suggested that Lucas and Spielberg “raped” Harrison Ford and, by corollary, the boys for having Indiana Jones meet interstellar beings in Indiana Jones and the Kingdom of the Crystal Skull.
I have outlined two approaches to the study of multiple versions; one considers the technical differences between mixes and presentations, and the other considers the cultural impact of the altered, er, “remastered” version on the movie-going experience. They are very different approaches, since the more fine-grained model requires the critic to be mindful of different material conditions as opposed to obvious content differences within a film. Both, however, demand critics and scholars to be more precise about the definition of a film as a text or an event.
To help facilitate discussion on this topic, I don’t believe it is necessary to point out an appropriate method by which to release or “restore” a film. I sympathize with those who feel utterly betrayed by filmmakers who change their films. To take a macro view of this trend, we should consider that perhaps we experience approximations of films that change over time. I doubt that even directors and editors experience their films in the same way from venue to venue, year to year.
As a film student this can be incredibly frustrating. One of the chapters of my Master’s thesis was devoted to the innovative sound design of Apocalypse Now. Right in the middle of my research it occurred to me that my analysis could be deemed completely subjective and baseless since I was hearing the film in my home, on DVD, in an audio format that did not exist in 1979 (5.1 Dolby Digital). How could I honestly write with authority about the movement of sound, the spatial dynamics of sound, and the textures of the sound track when I was hearing an altogether new mix?
This is a question plagued by many film scholars who give themselves the job of historicizing the technical and aesthetic qualities of cinema. To study early Technicolor (as Scott Higgins has admirably done) or sound design in the 1970s requires a caveat: material conditions change. Can we productively analyze Technicolor stock qualities based on a remastered DVD of Gone With the Wind? How about the study of mise en scene using a full frame copy of Blow Out? If we tow the party line of film studies, then there is no real difference. A film is a film is a film. But we know better, don’t we?